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Arbitration proceedings for the resolution of disputes under the HKDNR
Domain Name Dispute Resolution Policy-Individual Domain Name adopted by
the HKDNR shall be governed by these Rules of Procedure, the Supplemental
Rules of the Provider administering the proceedings, the Arbitration Ordinance
(Chapter 341) (see www.justice.gov.hk/Home.htm
for details of the Arbitration Ordinance) or any statutory modification
thereof for the time being in force.
1. Definitions
In these Rules:
Arbitration Panel means an arbitration panel appointed by a
Provider to decide a Complaint concerning a .idv.hk domain-name registration.
Complaint means a Complaint referred to in Paragraph 3 of these
Rules of Procedure.
Complainant means the Party initiating a Complaint concerning
a .idv.hk domain-name registration.
HKDNR refers to the Hong Kong Domain Name Registration Company
Limited.
Panelist means an individual member of an Arbitration Panel
appointed by a Provider.
Party means a Complainant or a Respondent.
HKDNR IDRP means the HKDNR Domain Name Dispute Resolution Policy-Individual
Domain Name which is incorporated by reference and made a part of the
Registration Agreement.
Provider means a .idv.hk domain name arbitration dispute-resolution
service provider approved by the HKDNR.
Registration Agreement means the agreement between HKDNR and
a domain-name holder in respect of a .idv.hk domain name.
Respondent means the registered holder of a .idv.hk domain-name
against whom a Complaint is initiated.
Response means a Response referred to in Paragraph 5 of these
Rules of Procedure.
Reverse Domain Name Hijacking means using the HKDNR IDRP in
bad faith to attempt to deprive a registered .idv.hk domain-name holder
of a .idv.hk domain name.
Supplemental Rules means the Supplemental Rules adopted by the
Provider administering a .idv.hk domain name arbitration proceeding.
The Supplemental Rules shall cover such topics as fees, word and page
limits and guidelines, the means for communicating with the Provider
and the Arbitration Panel, the form of cover sheets, and among other
matters. In the event that a conflict between the HKDNR IDRP and the
Rules of Procedure on one hand, and the Supplemental Rules on the other
hand, the HKDNR IDRP and the Rules of Procedure shall prevail.
2. Communications
- When forwarding a Complaint to the Respondent, it shall be the Provider's
responsibility to employ reasonably available means calculated to
achieve actual notice to the Respondent. Achieving actual notice,
or employing the following measures to do so, shall discharge this
responsibility:
- sending the Complaint to all postal-mail and facsimile addresses
(A) shown in the domain name's registration data through HKDNR's
WHOIS function at www.hkdnr.net.hk for the registered domain-name
holder, the technical contact, and the administrative contact
and (B) supplied by HKDNR to the Provider for the registration's
billing contact; and
- sending the Complaint in electronic form (including annexes
to the extent available in that form) by e-mail to:
- the e-mail addresses for those technical, administrative,
and billing contacts;
- postmaster@<the contested domain name>; and
- if the domain name (or "www." followed by the
domain name) resolves to an active web page (other than a
generic page the Provider concludes is maintained by HKDNR
or ISP for parking domain-names registered by multiple domain-name
holders), any e-mail address shown or e-mail links on that
web page; and
- sending the Complaint to any address the Respondent has notified
to the Provider in writing (including email) at which it prefers
and, to the extent practicable, to all other addresses provided
to the Provider by Complainant under Paragraph 3(b)(v).
- Except as provided in Paragraph 2(a), any written communication
to Complainant or Respondent provided for under these Rules of Procedure
shall be made by the preferred means stated by the Complainant or
Respondent, respectively (see Paragraphs 3(b)(iii) and 5(b)(iii)),
or in the absence of such specification
- by telecopy or facsimile transmission, with a confirmation of
transmission; or
- by postage or courier service, fees pre-paid and return receipt
requested; or
- electronically via the Internet, provided a record of its transmission
is available.
- Any communication to the Provider or an Arbitration Panel shall
be made by the means and in the manner (including number of copies)
stated in the Provider's Supplemental Rules.
- Communications shall be made in the language prescribed in Paragraph
11 of these Rules of Procedure. E-mail communications should, if practicable,
be sent in plaintext.
- Either Party may update its contact details by notifying the Provider
and in the case of the Respondent, the HKDNR.
- Except as otherwise provided in these Rules of Procedure, or decided
by an Arbitration Panel, all communications provided for under these
Rules of Procedure shall be deemed to have been made:
- if delivered by telecopy or facsimile transmission, on the date
shown on the confirmation of transmission; or
- if by postal or courier service, on the date marked on the receipt;
or
- if via the Internet, on the date that the communication was transmitted,
provided that the date of transmission is verifiable.
- Except as otherwise provided in these Rules of Procedure, all time
periods calculated under these Rules of Procedure to begin when a
communication is made shall begin to run on the earliest date that
the communication is deemed to have been made in accordance with Paragraph
2(f) above.
- Any communication by
- an Arbitration Panel to any Party shall be copied to the Provider
and to the other Party;
- the Provider to any Party shall be copied to the other Party and
if appropriate, to an Arbitration Panel; and
- a Party shall be copied to the other Party, the Arbitration Panel
and the Provider, as the case may be.
- It shall be the responsibility of the sender of a communication
to retain records of the fact and circumstances of the sending, which
shall be available for inspection by affected parties and for reporting
purposes.
- In the event a sender sends a communication and receives notification
of non-delivery of the communication, the sender shall promptly notify
the Arbitration Panel, the Provider and the relevant parties of the
circumstances of the notification. Further proceedings concerning
the communication and any response shall be as directed by the Arbitration
Panel, or if no Arbitration Panel is yet appointed, the Provider.
3. The Complaint
- Any person or entity may initiate an arbitration proceeding by submitting
a Complaint in accordance with the HKDNR IDRP and these Rules of Procedure
to any Provider which such person or entity may select.
- The Complaint shall be submitted in hard copy and (except to the
extent not available for annexes) in electronic form and shall:
- request that the Complaint be submitted to arbitration in accordance
with the HKDNR IDRP and these Rules of Procedure and the Supplemental
Rules of the Provider;
- state the name, postal and e-mail addresses, and the telephone
and facsimile numbers of the Complainant and of any representative
authorised to act for the Complainant in the arbitration proceeding;
- specify a preferred method for communications to be directed to
the Complainant during the course of the arbitration proceeding
(including the person to be contacted, method of communication,
and address information) for each of (A) electronic-only material
and (B) other material including hard copy;
- indicate whether the Complainant elects to have the dispute decided
by a single-member or a three-member Arbitration Panel and, in the
event the Complainant elects a three-member Arbitration Panel, provide
the names and contact details of three candidates to serve as one
of the Panelists (these candidates must be drawn from the list of
Panelists maintained by the Provider to which the Complaint is submitted);
- provide the name of the Respondent and all information (including
any postal and e-mail addresses and telephone and facsimile numbers)
known to the Complainant regarding how to contact the Respondent
or any representative of the Respondent, including contact information
based on any pre-Complaint dealings, in sufficient detail to allow
the Provider to send the Complaint to the Respondent or it's representative
as described in Paragraph 2(a) above;
- specify the Registered Domain Name(s) that is/are the subject
of the complaint;
- describe, in accordance with the HKDNR IDRP, the grounds on which
the Complaint is made including, in particular,
- the manner in which the domain name in question does not satisfy
the Registration Requirements; and
- the manner in which the domain name in question is identical
or confusingly similar to a trademark or service mark in which
the Complainant has rights; and
- why the Respondent should be considered as having no rights
or legitimate interests in respect of the domain name that is
the subject of the Complaint; and
- why the domain name in question should be considered as having
been registered and being used in bad faith.
(The description should, for elements (2) and (3), discuss any
aspects of Paragraphs 4(b) and 4(c) of the HKDNR IDRP that are
applicable. The description shall comply with any word or page
limit set forth in the Provider's Supplemental Rules.);
- Specify, in accordance with the HKDNR IDRP, the remedies sought;
- If relevant identify any other legal proceedings that have been
commenced or terminated in connection with or relating to the domain
name that is the subject of the Complaint;
- Conclude with the following statement followed by the signature
of the Complainant or its authorised representative:
"The Complainant, by submitting the Complaint agrees to the
settlement of the dispute, regarding the domain name which is the
object of the Complaint by final and binding arbitration in Hong
Kong in accordance with the HKDNR Domain Name Dispute Resolution
Policy-Individual Domain Name, Rules for HKDNR Domain Name Dispute
Resolution Policy-Individual Domain Name and the [Name of the Provider]
Supplemental Rules."
"Complainant agrees that its claims and remedies concerning
the registration of the domain name, the dispute, or the dispute's
resolution shall be solely against the domain-name holder and waives
all such claims and remedies against (a) the [name of the dispute
resolution provider] as well as their directors, officers, employees,
and agents and the arbitration Panelist(s) who will hear the dispute,
except in the case of fraud or dishonesty or deliberate wrongdoing,
(b) the HKDNR, as well as their directors, officers, employees,
and agents."
"The Complainant by submitting this Complaint agrees that the
decision of the Arbitration Panel to be appointed in this matter
may be made public and may be published on the website including
without limitation other forms of publication of the HKDNR and or
the [name of the dispute resolution provider] who shall appoint
the Arbitration Panel in question."
"Complainant certifies that the information contained in this
Complaint is to the best of Complainant's knowledge complete and
accurate, that this Complaint is not being presented for any improper
purpose, such as to harass; and that the assertions in this Complaint
are warranted under the Rules of Procedure and under applicable
law, as it now exists or as it may be extended by a good-faith and
reasonable argument."; and
- Annex any documentary or other evidence, including a copy of the
Policy applicable to the domain name in dispute and any evidence
of the Complainant's eligibility to register the domain name under
the Registration Requirements, upon which the Complaint relies,
together with a schedule indexing such evidence.
- The Complaint may only relate to one domain name.
4. Notification of Complaint
- The Provider selected by the Complaint shall review the Complaint
for administrative compliance with the HKDNR IDRP and the Rules of
Procedure and the Provider's Supplemental Rules and, if in compliance,
shall forward the Complaint (together with the explanatory cover sheet
prescribed by the Provider's Supplemental Rules) to the Respondent,
in the manner prescribed by Paragraph 2(a), within three (3) calendar
days following receipt of the fees to be paid by the Complainant in
accordance with Paragraph 18.
- If the Provider finds the Complaint to be administratively deficient,
it shall promptly within three (3) calendar days notify the Complainant
of the nature of the deficiencies identified. The Complainant shall
have five (5) calendar days within which to correct any such deficiencies,
failing which the arbitration proceeding will be deemed withdrawn
without prejudice to submission of another Complaint by the Complainant
in respect of the same domain name. The Provider shall forward the
Complaint to the Respondent (together with the explanatory cover sheet
prescribed by the Provider's Supplemental Rules) within three (3)
calendar days of the receipt by the Provider of the Complainant's
corrections of the deficiencies in its Complaint.
- The date of commencement of the arbitration proceeding shall be
the date on which the Provider completes its responsibilities under
Paragraph 2(a) or 2(b) as the case may be in connection with the forwarding
of the Complaint to the Respondent.
- The Provider shall immediately notify the Complainant, the Respondent,
the HKDNR of the date of commencement of the arbitration proceeding.
5. The Response
- Within twenty (20) calendar days of the date of commencement of
the arbitration proceeding the Respondent shall submit a Response
to the Provider.
- The Response shall be submitted in hard copy and (except to the
extent not available for annexes) in electronic form and shall:
- respond specifically to the statements and allegations contained
in the Complaint and include any and all grounds for the Respondent
to retain registration and use of the disputed domain name. This
portion of the Response shall comply with any word or page limit
set forth in the Provider's Supplemental Rules;
- provide the name, postal and e-mail addresses, and the telephone
and facsimile numbers of the Respondent and of any representative
authorised to act for the Respondent in the arbitration proceeding;
- specify a preferred method for communications to be directed to
the Respondent during the course of the arbitration proceeding (including
the person to be contacted, method of communication, and address
information) for each of (A) electronic-only material and (B) other
material including hard copy;
- if the Complainant has elected a single-member panel in the Complaint
(see Paragraph 3(b)(iv)), state whether Respondent elects instead
to have the dispute decided by a three-member panel;
- if either the Complainant or Respondent elects a three-member
Panel provide the names of three (3) candidates to serve as one
of the Panelists (these candidates must be drawn from the list of
Panelists maintained by the Provider to which the Complaint is submitted);
- if relevant identify any other legal proceedings that have been
commenced or terminated in connection with or relating to any of
the domain name(s) that are the subject of the Complaint;
- state that a copy of the Response has been sent or transmitted
to the Complainant, in accordance with Paragraph 2(b); and
- conclude with the following statement followed by the signature
of the Respondent or its authorised representative:
"Respondent certifies that the information contained in this
Response is to the best of Respondent's knowledge complete and accurate,
and that this Response is not being presented for any improper purpose,
such as to harass, and that the assertions in this Response are
warranted under the HKDNR IDRP, the Rules of Procedure, [name of
the Provider] Supplemental Rules and under applicable law, as it
now exists or as it may be extended by a good-faith and reasonable
argument."; and
- annex any documentary or other evidence upon which the Respondent
relies, together with a schedule indexing such documents.
- If the Complainant has elected to have the dispute decided by a
single-member Arbitration Panel and the Respondent elects a three-member
Arbitration Panel, the Respondent shall be required to pay one-half
of the applicable fee for a three-member Arbitration Panel as set
forth in the Provider's Supplemental Rules. This payment shall be
made together with the submission of the Response to the Provider.
In the event that the required payment is not made in such manner,
the dispute shall be decided by a single-member Arbitration Panel.
- At the request of the Respondent, the Provider may in its sole discretion,
in exceptional cases, extend the period of time for the filing of
the Response. The period may also be extended by written stipulation
between the Parties, provided the stipulation is approved by the Provider.
- If a Respondent does not submit a timely Response, in the absence
of exceptional circumstances as determined by the Provider at its
sole discretion, the Arbitration Panel shall decide the dispute based
upon the Complaint and evidence submitted therewith.
6. Appointment of the Panel and Timing of Decision
- Each Provider shall maintain and publish a publicly available list
of Panelists and their qualifications.
- If neither the Complainant nor the Respondent has elected a three-member
Arbitration Panel (Paragraphs 3(b)(iv) and 5(b)(iv)), the Provider
shall appoint, within five (5) calendar days following receipt of
the Response by the Provider, or the lapse of the time period for
the submission thereof, a single Arbitrator from the Providers list
of Panelists to constitute the Arbitration Panel. The fees for a single-member
Arbitration Panel shall be paid entirely by the Complainant.
- If either the Complainant or the Respondent elects to have the dispute
decided by a three-member Arbitration Panel, the Provider shall appoint
three Panelists in accordance with the procedures identified in Paragraph
6(e). The fees for a three-member Arbitration Panel shall be paid
in their entirety by the Complainant, except where the election for
a three-member Arbitration Panel was made by the Respondent, in which
case the applicable fees shall be shared equally between the Parties.
- Unless it has already elected a three-member Arbitration Panel,
the Complainant shall submit to the Provider, within five (5) calendar
days of communication of a response in which the Respondent has elected
for a three-member Arbitration Panel, the names and contact details
of three candidates to serve as one of the Panelists (these candidates
must be drawn from the list of Panelists maintained by the Provider
to which the complaint is submitted);
- In the event that either the Complainant or the Respondent elects
a three-member Arbitration Panel, the Provider shall endeavour to
appoint one Panelist from the list of candidates provided by each
of the Complainant and the Respondent. In the event the Provider is
unable within five (5) calendar days to secure the appointment of
a Panelist on its customary terms from either Party's list of candidates,
the Provider shall make the appointment from others on the Providers
list. The third Panelist shall be appointed by the Provider from a
list of five candidates submitted by the Provider to the Parties,
the Provider's selection from among the five being made in a manner
and to the extent possible, that reasonably balances the preferences
of both Parties, as such may be expressed to the Provider in writing
(including email) within five (5) calendar days of the Provider's
submission of the five-candidate list to the Parties.
- Once the entire Arbitration Panel is appointed, the Provider shall
notify the Parties of the Panelists appointed and the date by which,
absent exceptional circumstances, the Arbitration Panel shall forward
its decision on the Complaint to the Provider.
7. Impartiality and Independence
A Panelist shall be impartial and independent and shall have, before
accepting appointment, disclosed to the Provider any circumstances,
which could give rise to justifiable doubt as to the Panelist's impartiality
or independence. If, at any stage during the arbitration proceeding,
new circumstances arise which could give rise to justifiable doubt as
to the impartiality or independence of a Panelist, that Panelist shall
promptly disclose such circumstances to the Provider. In such event,
the Provider shall have the discretion to appoint a substitute Panelist
from the Provider's list of Panelists.
8. Communication Between Parties and the Arbitration Panel
No Party or anyone acting on its behalf may have any unilateral communication
with an Arbitration Panel. All communications between a Party and the
Arbitration Panel, or between a Party and the Provider shall be made
in the manner prescribed in the Provider's Supplemental Rules.
9. Transmission of the File to the Arbitration Panel
The Provider shall forward the file to the Arbitration Panel as soon
as the Panelist is appointed in the case of a Arbitration Panel consisting
of a single member, or as soon as the last Panelist is appointed in
the case of a three-member Arbitration Panel.
10. General Powers of the Arbitration Panel
- An Arbitration Panel shall conduct the arbitration proceeding in
such manner as it considers appropriate in accordance with the HKDNR
IDRP, the Rules of Procedure and the Provider's Supplemental Rules.
- In all cases, an Arbitration Panel shall ensure that the Parties
are treated with equality and that each Party is given a fair opportunity
to present its case.
- Every Arbitration Panel shall ensure that the arbitration proceedings
takes place with due expedition. It may, at the request of a Party
or on its own motion, extend, in exceptional cases, a period of time
fixed by these Rules of Procedure, the Provider's Supplemental Rules
or by the Arbitration Panel.
- The Arbitration Panel shall determine the admissibility, relevance,
materiality and weight of the evidence presented to it.
11. Language of the Arbitration Proceedings
- Unless otherwise agreed by the Parties, the language of the arbitration
proceedings shall be the language of the Registration Agreement, subject
always to the authority of the Arbitration Panel to determine otherwise,
having regard to all the circumstances of the arbitration proceeding.
- An Arbitration Panel may order that any documents submitted in a
language other than the language of the arbitration proceeding shall
be accompanied by a translation in whole or in part into the language
of the arbitration proceeding.
12. Further Statements
In addition to the Complaint and the Response, the Arbitration Panel
may request, in its sole discretion, further statements or documents
from either or both of the Parties.
13. In-Person Hearings
There shall be no in-person hearings (including hearings by teleconference,
videoconference, and web conference), unless an Arbitration Panel determines,
in its sole discretion and as an exceptional matter, that such a hearing
is necessary for deciding the Complaint.
14. Default
- In the event that a Party, in the absence of exceptional circumstances
as determined by the Arbitration Panel in its sole discretion, does
not comply with any of the time periods established by these Rules
of Procedure, the Provider's Supplemental Rules or the Arbitration
Panel, the Arbitration Panel shall proceed to a decision on the Complaint.
- If a Party, in the absence of exceptional circumstances as determined
by a Arbitration Panel in it's sole discretion, does not comply with
any provision of, or requirement under, these Rules of Procedure,
the Provider's Supplemental Rules or any request from an Arbitration
Panel, the Arbitration Panel may draw such inferences therefrom as
it considers appropriate.
15. Arbitration Panel Decisions
- An Arbitration Panel shall decide a Complaint on the basis of the
statements and documents submitted to it and in accordance with the
HKDNR IDRP, the Rules of Procedure, the Provider's Supplementary Rules
and the law which the Arbitration Panel deems applicable.
- In the absence of exceptional circumstances as
determined by a Arbitration Panel in its sole discretion, the Arbitration
Panel shall forward its decision on the Complaint to the Provider
within twenty-one (21) calendar days of its appointment pursuant to
Paragraph 6 above.
- In the case of a three-member Arbitration Panel, such Arbitration
Panel's decision shall be made by a majority.
- An Arbitration Panel's decision shall be in writing, provide the
reasons on which it is based, indicate the date on which it was rendered
and identify the name(s) of the Panelist(s).
- Arbitration Panel decisions and dissenting opinions shall normally
comply with the guidelines as to length set forth in the Provider's
Supplemental Rules. Any dissenting opinion shall accompany the majority
decision. If an Arbitration Panel concludes that the dispute is not
within the scope of Paragraph 4(a) of the HKDNR IDRP, it shall so
state. If after considering the submissions the Arbitration Panel
finds that the Complaint was brought in bad faith, (for example in
an attempt at Reverse Domain Name Hijacking) or was brought primarily
to harass the domain-name holder, the Arbitration Panel shall declare
in its decision that the Complaint was brought in bad faith and constitutes
an abuse of the arbitration proceeding process.
16. Communication of Decision to Parties
- Within three (3) calendar days after receiving the decision from
the Arbitration Panel, the Provider shall communicate the full text
of the decision to each Party and the HKDNR. The HKDNR shall immediately
communicate to each Party, and the Provider, the date for the implementation
of the decision in accordance with the HKDNR IDRP.
- Except if the Arbitration Panel determines otherwise
(see Paragraph 4(j) of the HKDNR IDRP), the Provider shall publish
the full decision and the date of its implementation on a publicly
accessible web site. In any event, the portion of any decision determining
a Complaint to have been brought in bad faith (see Paragraph 15(e)
of these Rules of Procedure) shall be so published.
17. Settlement or Other Grounds for Termination
- If, before the Arbitration Panel's decision, the Parties agree on
a settlement, the Arbitration Panel shall terminate the arbitration
proceeding or, if so requested by the Parties, enter the settlement
as the decision of the Arbitration Panel.
- If, before an Arbitration Panel's decision is made, the Arbitration
Panel determines that it has become unnecessary or impossible to continue
the arbitration proceeding for any reason, the Arbitration Panel shall
terminate the arbitration proceeding, unless a Party raises justifiable
grounds, to be determined by the Arbitration Panel for objection to
such termination within a period of time to be determined by the Arbitration
Panel.
18. Fees
- (a) The Complainant shall pay to the Provider an initial fixed fee,
in accordance with the Provider's Supplemental Rules, within the time
and in the amount required. A Respondent electing under Paragraph
5(b)(iv) to have the dispute decided by a three-member Arbitration
Panel, rather than the single-member Arbitration Panel elected by
the Complainant, shall pay the Provider one-half the fixed fee for
a three-member Arbitration Panel. See Paragraph 5(c). In all other
cases, the Complainant shall bear all of the Provider's fees, except
as prescribed under Paragraph 18(d).
Upon appointment of the Arbitration Panel, the Provider shall refund
the appropriate portion, if any, of the initial fee to the Complainant,
as specified in the Provider's Supplemental Rules.
- No action shall be taken by the Provider on a Complaint until it
has received from Complainant the initial fee in accordance with Paragraph
18(a).
- If the Provider has not received the fee within three (3) calendar
days of receiving the Complaint, the Complaint shall be deemed withdrawn
and the arbitration proceeding terminated.
- In exceptional circumstances, for example in the
event an in-person hearing is held, the Provider shall request the
Parties for the payment of additional fees, which amount shall be
established by the Provider after consultation with the Parties and
the Arbitration Panel. Such additional fees to be paid at such time
and in such proportions as between the Parties, as the Provider determines
in its sole discretion.
19. Exclusion of Liability
Except in the case of deliberate wrongdoing, neither the Provider nor
a Panelist shall be liable to a Party for any act or omission in connection
with any arbitration proceeding under these Rules of Procedure.
20. Miscellaneous
- Words importing the singular number only shall include the plural
and the converse shall also apply.
- Words importing the masculine gender shall include the feminine
gender and the converse shall also apply.
21. Amendments
The version of these Rules of Procedure in effect at the time of the
submission of a Complaint to the Provider shall apply to the arbitration
proceeding commenced in accordance with such Rules of Procedure.
These Rules of Procedure may be amended from time to time by the HKDNR.
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