| Arbitration proceedings for the resolution
of disputes under the Dispute Resolution Policy adopted by the HKDNR shall
be governed by these Rules of Procedure, the Supplemental Rules of the
Provider administering the proceedings, the Arbitration Ordinance (Chapter
341) (see www.justice.gov.hk/Home.htm
for details of the Arbitration Ordinance) or any statutory modification
thereof for the time being in force.
1. Definitions
In these Rules:
Arbitration Panel means an arbitration
panel appointed by a Provider to decide a Complaint concerning a Domain
Name registration.
Complaint means a Complaint
referred to in Paragraph 3 of these Rules of Procedure.
Complainant means the Party
initiating a Complaint concerning a Domain Name registration.
Dispute Resolution Policy means the Domain
Name Dispute Resolution Policy of the HKDNR which is incorporated by reference
and made a part of the Registration Agreement.
Domain Name means any domain name under
the .hk country code top level domain except for .idv.hk domain names.
HKDNR refers to the Hong Kong
Domain Name Registration Company Limited.
Panelist means an individual
member of an Arbitration Panel appointed by a Provider.
Party means a Complainant or
a Respondent.
Provider means a Domain Name
arbitration dispute-resolution service provider approved by the HKDNR.
A list of such Providers is available here.
Registration Agreement means
the agreement between HKDNR and a domain-name holder in respect of a Domain
Name.
Respondent means the registered
holder of a Domain Name against whom a Complaint is initiated.
Response means a Response referred
to in Paragraph 5 of these Rules of Procedure.
Reverse Domain Name Hijacking means using
the Dispute Resolution Policy in bad faith to attempt to deprive a registered
Domain Name holder of a Domain Name.
Supplemental Rules means the Supplemental
Rules adopted by the Provider administering a Domain Name arbitration
proceeding. The Supplemental Rules shall cover such topics as fees, word
and page limits and guidelines, the means for communicating with the Provider
and the Arbitration Panel, the form of cover sheets, among other matters.
In the event that a conflict between the Dispute Resolution Policy and
the Rules of Procedure on one hand, and the Supplemental Rules on the
other hand, the Dispute Resolution Policy and the Rules of Procedure shall
prevail.
2. Communications
- When forwarding a Complaint to the Respondent, it shall be the Provider's
responsibility to employ reasonably available means calculated to achieve
actual notice to the Respondent. Achieving actual notice, or employing
the following measures to do so, shall discharge this responsibility:
- sending the Complaint to all postal-mail and facsimile addresses
(A) shown in the domain name's registration data through HKDNR's WHOIS
function at www.hkdnr.net.hk for the registered domain-name holder,
the technical contact, and the administrative contact and (B) supplied
by HKDNR to the Provider for the registration's billing contact; and
- sending the Complaint in electronic form (including annexes to the
extent available in that form) by email to:
- the email addresses for those technical, administrative, and billing
contacts;
- postmaster@<the contested domain name>; and
- if the domain name (or "www." followed by the domain name) resolves
to an active web page (other than a generic page the Provider concludes
is maintained by HKDNR or ISP for parking domain-names registered
by multiple domain-name holders), any email address shown or email
links on that web page; and
- sending the Complaint to any address the Respondent has notified
to the Provider in writing (including email) at which it prefers and,
to the extent practicable, to all other addresses provided to the
Provider by Complainant under Paragraph 3(b)(v).
- Except as provided in Paragraph 2(a), any written communication to
the Complainant or Respondent provided for under these Rules of Procedure
shall be made by the preferred means stated by the Complainant or Respondent,
respectively (see Paragraphs 3(b)(iii) and 5(b)(iii)), or in the absence
of such specification:
- by telecopy or facsimile transmission, with a confirmation of transmission;
or
- by postage or courier service, fees pre-paid and return receipt
requested; or
- electronically via the Internet, provided a record of its transmission
is available.
- Any communication to the Provider or an Arbitration Panel shall be
made by the means and in the manner (including number of copies) stated
in the Provider's Supplemental Rules.
- Communications shall be made in the language prescribed in Paragraph
11 of these Rules of Procedure. Email communications should, if practicable,
be sent in plain text.
- Either Party may update its contact details by notifying the Provider
and in the case of the Respondent, the HKDNR.
- Except as otherwise provided in these Rules of Procedure, or decided
by an Arbitration Panel, all communications provided for under these
Rules of Procedure shall be deemed to have been made:
- if delivered by telecopy or facsimile transmission, on the date
shown on the confirmation of transmission; or
- if by postal or courier service, on the date marked on the receipt;
or
- if via the Internet, on the date that the communication was transmitted,
provided that the date of transmission is verifiable.
- Except as otherwise provided in these Rules of Procedure, all time
periods calculated under these Rules of Procedure to begin when a communication
is made shall begin to run on the earliest date that the communication
is deemed to have been made in accordance with Paragraph 2(f) above.
- Any communication by
- an Arbitration Panel to any Party shall be copied to the Provider
and to the other Party;
- the Provider to any Party shall be copied to the other Party and
if appropriate, to an Arbitration Panel; and
- a Party shall be copied to the other Party, the Arbitration Panel
and the Provider, as the case may be.
- It shall be the responsibility of the sender of a communication to
retain records of the fact and circumstances of the sending, which shall
be available for inspection by affected parties and for reporting purposes.
- In the event a sender sends a communication and receives notification
of non-delivery of the communication, the sender shall promptly notify
the Arbitration Panel, the Provider and the relevant parties of the
circumstances of the notification. Further proceedings concerning the
communication and any response shall be as directed by the Arbitration
Panel, or if no Arbitration Panel is yet appointed, the Provider.
3. The Complaint
- Any person or entity may initiate an arbitration proceeding by submitting
a Complaint in accordance with the Dispute Resolution Policy and these
Rules of Procedure to any Provider which such person or entity may select.
- The Complaint shall be submitted in hard copy and (except to the extent
not available for annexes) in electronic form and shall:
- request that the Complaint be submitted to arbitration in accordance
with the Dispute Resolution Policy and these Rules of Procedure and
the Supplemental Rules of the Provider;
- state the name, postal and email addresses, and the telephone and
facsimile numbers of the Complainant and of any representative authorised
to act for the Complainant in the arbitration proceeding;
- specify a preferred method for communications to be directed to
the Complainant during the course of the arbitration proceeding (including
the person to be contacted, method of communication, and address information)
for each of (A) electronic-only material and (B) other material including
hard copy;
- indicate whether the Complainant elects to have the dispute decided
by a single-member or a three-member Arbitration Panel and, in the
event the Complainant elects a three-member Arbitration Panel, provide
the names and contact details of three candidates to serve as one
of the Panelists (these candidates must be drawn from the list of
Panelists maintained by the Provider to which the Complaint is submitted);
- provide the name of the Respondent and all information (including
any postal and email addresses and telephone and facsimile numbers)
known to the Complainant regarding how to contact the Respondent or
any representative of the Respondent, including contact information
based on any pre-Complaint dealings, in sufficient detail to allow
the Provider to send the Complaint to the Respondent or it's representative
as described in Paragraph 2(a) above;
- specify the domain name which is the subject of the Complaint;
- specify the trademark(s) or service mark(s) on which the Complaint
is based and, for each mark, describe the goods or services, if any,
with which the mark is used. The Complainant may also separately describe
other goods and services with which it intends, at the time the complaint
is submitted, to use the mark in the future;
- describe, in accordance with the Dispute Resolution Policy, the
grounds on which the Complaint is made including, in particular,
- the manner in which the domain name in question is identical
or confusingly similar to a trademark or service mark in which
the Complainant has rights; and
- why the Respondent should be considered as having no rights
or legitimate interests in respect of the domain name that is
the subject of the Complaint; and
- why the domain name in question should be considered as having
been registered and being used in bad faith.
(The description should, for elements (2) and (3), discuss any
aspects of Paragraphs 4(b) and 4(c) of the Dispute Resolution
Policy that are applicable. The description shall comply with
any word or page limit set forth in the Provider's Supplemental
Rules.);
- Specify, in accordance with the Dispute Resolution Policy, the remedies
sought;
- If relevant identify any other legal proceedings that have been
commenced or terminated in connection with or relating to the domain
name that is the subject of the Complaint;
-
State that a copy of the complaint, together with the cover sheet as
prescribed by the Provider's Supplemental Rules, has been sent or transmitted
to the Respondent in accordance with paragraph 2(b).
- Conclude with the following statement followed by the signature
of the Complainant or its authorised representative:
"The Complainant, by submitting the Complaint agrees to the settlement
of the dispute, regarding the domain name which is the object of the
Complaint by final and binding arbitration in Hong Kong in accordance
with the HKDNR Domain Name Dispute Resolution Policy, HKDNR Domain
Name Dispute Resolution Policy Rules of Procedure and the [Name of
the Provider] Supplementary Rules."
"Complainant agrees that its claims and remedies concerning the registration
of the domain name, the dispute, or the dispute's resolution shall
be solely against the domain-name holder and waives all such claims
and remedies against (a) the [name of the dispute resolution provider]
as well as their directors, officers, employees, and agents and the
arbitration Panelist(s) who will hear the dispute, except in the case
of fraud or dishonesty or deliberate wrongdoing and (b) the HKDNR,
as well as their directors, officers, employees, and agents."
"The Complainant by submitting this Complaint agrees that the decision
of the Arbitration Panel to be appointed in this matter may be made
public and may be published on the website including without limitation
other forms of publication of the HKDNR and or the [name of the dispute
resolution provider] who shall appoint the Arbitration Panel in question."
"Complainant certifies that the information contained in this Complaint
is to the best of Complainant's knowledge complete and accurate, that
this Complaint is not being presented for any improper purpose, such
as to harass, and that the assertions in this Complaint are warranted
under the Rules of Procedure and under applicable law, as it now exists
or as it may be extended by a good-faith and reasonable argument.";
and
- Annex any documentary or other evidence, including a copy of the
Policy applicable to the domain name in dispute and any trademark
or service mark registration upon which the Complaint relies, together
with a schedule indexing such evidence.
- The Complaint may only relate to one domain name.
4. Notification of Complaint
- The Provider selected by the Complainant shall review the Complaint
for administrative compliance with the Dispute Resolution Policy and
the Rules of Procedure and the Provider's Supplemental Rules and, if
in compliance, shall forward the Complaint (together with the explanatory
cover sheet prescribed by the Provider's Supplemental Rules) to the
Respondent, in the manner prescribed by Paragraph 2(a), within three
(3) business days following receipt of the fees to be paid by the Complainant
in accordance with Paragraph 18.
- If the Provider finds the Complaint to be administratively deficient,
it shall promptly within three (3) business days notify the Complainant
of the nature of the deficiencies identified. The Complainant shall
have five (5) business days within which to correct any such deficiencies,
failing which the arbitration proceeding will be deemed withdrawn without
prejudice to submission of another Complaint by the Complainant in respect
of the same domain name. The Provider shall forward the Complaint to
the Respondent (together with the explanatory cover sheet prescribed
by the Provider's Supplemental Rules) within three (3) business days
of the receipt by the Provider of the Complainant's corrections of the
deficiencies in its Complaint.
- The date of commencement of the arbitration proceeding shall be the
date on which the Provider completes its responsibilities under Paragraph
2(a) or 2(b) as the case may be in connection with the forwarding of
the Complaint to the Respondent.
- The Provider shall immediately notify the Complainant, the Respondent,
and HKDNR of the date of commencement of the arbitration proceeding.
5. The Response
- Within fifteen (15) business days of the date of commencement of the
arbitration proceeding the Respondent shall submit a Response to the
Provider.
- The Response shall be submitted in hard copy and (except to the extent
not available for annexes) in electronic form and shall:
- respond specifically to the statements and allegations contained
in the Complaint and include any and all grounds for the Respondent
to retain registration and use of the disputed domain name. This portion
of the Response shall comply with any word or page limit set forth
in the Provider's Supplemental Rules;
- provide the name, postal and email addresses, and the telephone
and facsimile numbers of the Respondent and of any representative
authorised to act for the Respondent in the arbitration proceeding;
- specify a preferred method for communications to be directed to
the Respondent during the course of the arbitration proceeding (including
the person to be contacted, method of communication, and address information)
for each of (A) electronic-only material and (B) other material including
hard copy;
- if the Complainant has elected a single-member panel in the Complaint
(see Paragraph 3(b)(iv)), state whether Respondent elects instead
to have the dispute decided by a three-member panel;
- if either the Complainant or Respondent elects a three-member Panel
provide the names of three (3) candidates to serve as one of the Panelist
(these candidates must be drawn from the list of Panelists maintained
by the Provider to which the Complaint is submitted);
- if relevant identify any other legal proceedings that have been
commenced or terminated in connection with or relating to any of the
domain name(s) that are the subject of the Complaint;
- state that a copy of the Response has been sent or transmitted to
the Complainant, in accordance with Paragraph 2(b); and
- conclude with the following statement followed by the signature
of the Respondent or its authorised representative:
"Respondent certifies that the information contained in this Response
is to the best of Respondent's knowledge complete and accurate, and
that this Response is not being presented for any improper purpose,
such as to harass, and that the assertions in this Response are warranted
under the Dispute Resolution Policy, the Rules of Procedure, [name
of the Provider] Supplemental Rules and under applicable law, as it
now exists or as it may be extended by a good-faith and reasonable
argument."; and
- annex any documentary or other evidence upon which the Respondent
relies, together with a schedule indexing such documents.
- If the Complainant has elected to have the dispute decided by a single-member
Arbitration Panel and the Respondent elects a three-member Arbitration
Panel, the Respondent shall be required to pay one-half of the applicable
fee for a three-member Arbitration Panel as set forth in the Provider's
Supplemental Rules. This payment shall be made together with the submission
of the Response to the Provider. In the event that the required payment
is not made in such manner, the dispute shall be decided by a single-member
Arbitration Panel.
- At the request of the Respondent, the Provider may in its sole discretion,
in exceptional cases, extend the period of time for the filing of the
Response. The period may also be extended by written stipulation between
the Parties, provided the stipulation is approved by the Provider.
- If a Respondent does not submit a timely Response, in the absence
of exceptional circumstances as determined by the Provider at its sole
discretion, the Arbitration Panel shall decide the dispute based upon
the Complaint and evidence submitted therewith.
6. Appointment of the Panel and Timing of
Decision
- Each Provider shall maintain and publish a publicly available list
of Panelists and their qualifications.
- If neither the Complainant nor the Respondent has elected a three-member
Arbitration Panel (Paragraphs 3(b)(iv) and 5(b)(iv)), the Provider shall
appoint, within five (5) business days following receipt of the Response
by the Provider, or the lapse of the time period for the submission
thereof, a single Arbitrator from the Providers list of Panelists to
constitute the Arbitration Panel. The fees for a single-member Arbitration
Panel shall be paid entirely by the Complainant.
- If either the Complainant or the Respondent elects to have the dispute
decided by a three-member Arbitration Panel, the Provider shall appoint
three Panelists in accordance with the procedures identified in Paragraph
6(e). The fees for a three-member Arbitration Panel shall be paid in
their entirety by the Complainant, except where the election for a three-member
Arbitration Panel was made by the Respondent, in which case the applicable
fees shall be shared equally between the Parties.
- Unless it has already elected a three-member Arbitration Panel, the
Complainant shall submit to the Provider, within five (5) business days
of communication of a response in which the Respondent has elected for
a three-member Arbitration Panel, the names and contact details of three
candidates to serve as one of the Panelists (these candidates must be
drawn from the list of Panelists maintained by the Provider to which
the complaint is submitted);
- In the event that either the Complainant or the Respondent elects
a three-member Arbitration Panel, the Provider shall endeavour to appoint
one Panelist from the list of candidates provided by each of the Complainant
and the Respondent. In the event the Provider is unable within five
(5) business days to secure the appointment of a Panelist on its customary
terms from either Party's list of candidates, the Provider shall make
the appointment from other Panelists on the Provider's list. The third
Panelist shall be appointed by the Provider from a list of five candidates
submitted by the Provider to the Parties, the Provider's selection from
among the five being made in a manner and to the extent possible, that
reasonably balances the preferences of both Parties, as such may be
expressed to the Provider in writing (including email) within five (5)
business days of the Provider's submission of the five-candidate list
to the Parties.
- Once the entire Arbitration Panel is appointed, the Provider shall
notify the Parties of the Panelists appointed and the date by which,
absent exceptional circumstances, the Arbitration Panel shall forward
its decision on the Complaint to the Provider.
7. Impartiality and Independence
A Panelist shall be impartial and independent and shall
have, before accepting appointment, disclosed to the Provider any circumstances,
which could give rise to justifiable doubt as to the Panelist's impartiality
or independence. If, at any stage during the arbitration proceeding, new
circumstances arise which could give rise to justifiable doubt as to the
impartiality or independence of a Panelist, that Panelist shall promptly
disclose such circumstances to the Provider. In such event, the Provider
shall have the discretion to appoint a substitute Panelist from the Provider's
list of Panelists.
8. Communication Between Parties and the
Arbitration Panel
No Party or anyone acting on its behalf may have any unilateral
communication with an Arbitration Panel. All communications between a
Party and the Arbitration Panel, or between a Party and the Provider shall
be made in the manner prescribed in the Provider's Supplemental Rules.
9. Transmission of the File to the Arbitration
Panel
The Provider shall forward the file to the Arbitration
Panel as soon as the Panelist is appointed in the case of a Arbitration
Panel consisting of a single member, or as soon as the last Panelist is
appointed in the case of a three-member Arbitration Panel.
10. General Powers of the Arbitration Panel
- An Arbitration Panel shall conduct the arbitration proceeding in such
manner as it considers appropriate in accordance with the Dispute Resolution
Policy, the Rules of Procedure and the Provider's Supplemental Rules.
- In all cases, an Arbitration Panel shall ensure that the Parties are
treated with equality and that each Party is given a fair opportunity
to present its case.
- Every Arbitration Panel shall ensure that the arbitration proceedings
takes place with due expedition. It may, at the request of a Party or
on its own motion, extend, in exceptional cases, a period of time fixed
by these Rules of Procedure, the Provider's Supplemental Rules or by
the Arbitration Panel.
- The Arbitration Panel shall determine the admissibility, relevance,
materiality and weight of the evidence presented to it.
11. Language of the Arbitration Proceedings
- Unless otherwise agreed by the Parties, the language of the arbitration
proceedings shall be the language of the Registration Agreement, subject
always to the authority of the Arbitration Panel to determine otherwise,
having regard to all the circumstances of the arbitration proceeding.
- An Arbitration Panel may order that any documents submitted in a language
other than the language of the arbitration proceeding shall be accompanied
by a translation in whole or in part into the language of the arbitration
proceeding.
12. Further Statements
In addition to the Complaint and the Response, the Arbitration
Panel may request, in its sole discretion, further statements or documents
from either or both of the Parties.
13. In-Person Hearings
There shall be no in-person hearings (including hearings
by teleconference, video conference, and web conference), unless an Arbitration
Panel determines, in its sole discretion and as an exceptional matter,
that such a hearing is necessary for deciding the Complaint.
14. Default
- In the event that a Party, in the absence of exceptional circumstances
as determined by the Arbitration Panel in its sole discretion, does
not comply with any of the time periods established by these Rules of
Procedure, the Provider's Supplemental Rules or the Arbitration Panel,
the Arbitration Panel shall proceed to a decision on the Complaint.
- If a Party, in the absence of exceptional circumstances as determined
by a Arbitration Panel in it's sole discretion, does not comply with
any provision of, or requirement under, these Rules of Procedure, the
Provider's Supplemental Rules or any request from an Arbitration Panel,
the Arbitration Panel may draw such inferences therefrom as it considers
appropriate.
15. Arbitration Panel Decisions
- An Arbitration Panel shall decide a Complaint on the basis of the
statements and documents submitted to it and in accordance with the
Dispute Resolution Policy, the Rules of Procedure, the Provider's Supplementary
Rules and the law which the Arbitration Panel deems applicable.
- In the absence of exceptional circumstances as determined by a Arbitration
Panel in its sole discretion, the Arbitration Panel shall forward its
decision on the Complaint to the Provider within fifteen (15) business
days of its appointment pursuant to Paragraph 6 above.
- In the case of a three-member Arbitration Panel, such Arbitration
Panel's decision shall be made by a majority.
- An Arbitration Panel's decision shall be in writing, provide the reasons
on which it is based, indicate the date on which it was rendered and
identify the name(s) of the Panelist(s).
- Arbitration Panel decisions and dissenting opinions shall normally
comply with the guidelines as to length set forth in the Provider's
Supplemental Rules. Any dissenting opinion shall accompany the majority
decision. If an Arbitration Panel concludes that the dispute is not
within the scope of Paragraph 4(a) of the Dispute Resolution Policy,
it shall so state. If after considering the submissions the Arbitration
Panel finds that the Complaint was brought in bad faith, (for example
in an attempt at Reverse Domain Name Hijacking) or was brought primarily
to harass the domain-name holder, the Arbitration Panel shall declare
in its decision that the Complaint was brought in bad faith and constitutes
an abuse of the arbitration proceeding process.
16. Communication of Decision to Parties
- Within three (3) business days after receiving the decision from the
Arbitration Panel, the Provider shall communicate the full text of the
decision to each Party, and HKDNR. The HKDNR shall immediately communicate
to each Party, and the Provider, the date for the implementation of
the decision in accordance with the Dispute Resolution Policy.
- Except if the Arbitration Panel determines otherwise (see Paragraph
4(j) of the Dispute Resolution Policy), the Provider shall publish the
full decision and the date of its implementation on a publicly accessible
web site. In any event, the portion of any decision determining a Complaint
to have been brought in bad faith (see Paragraph 15(e) of these Rules
of Procedure) shall be so published.
17. Settlement or Other Grounds for Termination
- If, before the Arbitration Panel's decision, the Parties agree on
a settlement, the Arbitration Panel shall terminate the arbitration
proceeding or, if so requested by the Parties, enter the settlement
as the decision of the Arbitration Panel.
- If, before an Arbitration Panel's decision is made, the Arbitration
Panel determines that it has become unnecessary or impossible to continue
the arbitration proceeding for any reason, the Arbitration Panel shall
terminate the arbitration proceeding, unless a Party raises justifiable
grounds, to be determined by the Arbitration Panel for objection to
such termination within a period of time to be determined by the Arbitration
Panel.
18. Fees
- The Complainant shall pay to the Provider an initial fixed fee, in
accordance with the Provider's Supplemental Rules, within the time and
in the amount required. A Respondent electing under Paragraph 5(b)(iv)
to have the dispute decided by a three-member Arbitration Panel, rather
than the single-member Arbitration Panel elected by the Complainant,
shall pay the Provider one-half the fixed fee for a three-member Arbitration
Panel. See Paragraph 5(c). In all other cases, the Complainant shall
bear all of the Provider's fees, except as prescribed under Paragraph
18(d).
Upon appointment of the Arbitration Panel, the Provider shall refund
the appropriate portion, if any, of the initial fee to the Complainant,
as specified in the Provider's Supplemental Rules.
- No action shall be taken by the Provider on a Complaint until it has
received from Complainant the initial fee in accordance with Paragraph
18(a).
- If the Provider has not received the fee within three (3) business
days of receiving the Complaint, the Complaint shall be deemed withdrawn
and the arbitration proceeding terminated.
- In exceptional circumstances, for example in the event an in-person
hearing is held, the Provider shall request the Parties for the payment
of additional fees, which amount shall be established by the Provider
after consultation with the Parties and the Arbitration Panel. Such
additional fees shall be paid at such time and in such proportions as
between the Parties as the Provider determines in its sole discretion.
19. Exclusion of Liability
Except in the case of deliberate wrongdoing, neither the
Provider nor a Panelist shall be liable to a Party for any act or omission
in connection with any arbitration proceeding under these Rules of Procedure.
20. Miscellaneous
- Words importing the singular number only shall include the plural
and the converse shall also apply.
- Words importing the masculine gender shall include the feminine gender
and the converse shall also apply.
21. Amendments
HKDNR reserves the right to amend these Rules of Procedure
at any time. Each time HKDNR amends the Rules of Procedure HKDNR will
publish the amended version of the Rules of Procedure in advance (where
practicable, 14 calendar days in advance) on their web site: http://www.hkirc.net.hk.
Each amended version of the Rules of Procedure will become binding and
effective on you and HKDNR on the effective date specified at the top
of the amended version, and will replace all previous versions of the
Rules of Procedure. You should review HKDNR's web site regularly in order
to be aware of all such amendments.
The version of these Rules of Procedure in effect at the
time of the submission of a Complaint to the Provider shall apply to the
arbitration proceeding commenced in accordance with such Rules of Procedure.
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